Form D · Hedge Fund

O'Connor Market Opportunities SPC for the account of Global Equity Markets Segregated Portfolio

Grand Cayman, E9 · CIK 0001458408

Offering snapshot reported Oct 24, 2014 · SEC filing

Reported sold: $26.7M
Investors reported: 23
Minimum accepted: $100K
First sale: Jun 13, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 24, 2014	Amendment	$26,701,000	$0vs Sep 19, 2014	23	SEC filing
Sep 19, 2014	Amendment	$26,701,000	$0vs Sep 19, 2013	23	SEC filing
Sep 19, 2013	Amendment	$26,701,000	$17,136,000vs Sep 10, 2012	23	SEC filing
Sep 10, 2012	Amendment	$9,565,000	$0vs Aug 31, 2012	21	SEC filing
Aug 31, 2012	Amendment	$9,565,000	$0vs Aug 9, 2012	21	SEC filing
Aug 9, 2012	Initial	$9,565,000	No comparison	21	SEC filing
Mar 2, 2009	Paper	Not reported	No comparison	Not reported	SEC filing
Mar 2, 2009	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-182433

Includes only securities sold to U.S. investors by the issuer in reliance on Regulation D (e.g., excludes securities sold to non-US investors in reliance on Regulation S).

Source: Form D, filed Oct 24, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

O'CONNOR MARKET OPPORTUNITIES SPC FOR THE ACCOUNT OF GLOBAL EQUITY MARKETS SEGREGATED PORTFOLIO

Investment adviser: UBS OCONNOR LLC

Gross asset value: $233M
Beneficial owners: 20
ADV minimum commitment: $100K

Reported in Form ADV on Nov 26, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITI HEDGE FUND SERVICES NORTH AMERICA, INC. ROSELAND, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG CHICAGO, Illinois, United States

Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Filing source

Form ADV 762506 · Nov 26, 2013 · Schedule D 7.B.(1), fund 805-5012215889

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Michael A. Benevento	Executive
Philip Dickie	Director
Richard E. Douglas	Director
N/A Ubs O'connor Llc	Executive
William E.J. Walmsley	Director
Kevin Williams	Director
Joseph C. Workman	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Citi Hedge Fund Services (Cayman), Ltd. 27 Hospital Road, 5th Fl.
Grand Cayman, E9, KY1-1003