Form D · Hedge Fund
O'Connor Global Multi-Strategy Alpha WM LLC
New York, NY · CIK 0001403972
Offering snapshot reported May 28, 2026 · SEC filing
- Reported sold
- $1.37B Indefinite offering
- Investors reported
- 1,974 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Jan 25, 2006 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,366,643,561 → $1,370,643,561
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 28, 2026 | Amendment | $1,370,643,561 | $4,000,000vs Jul 2, 2025 | 1,974 | SEC filing |
| Jul 2, 2025 | Amendment | $1,366,643,561 | $250,000vs Jul 2, 2024 | 1,974 | SEC filing |
| Jul 2, 2024 | Amendment | $1,366,393,561 | $7,250,000vs Mar 1, 2024 | 1,974 | SEC filing |
| Mar 1, 2024 | Amendment | $1,359,143,561 | $0vs Mar 1, 2023 | 1,974 | SEC filing |
| Mar 1, 2023 | Amendment | $1,359,143,561 | $8,485,774vs Mar 1, 2022 | 1,974 | SEC filing |
| Mar 1, 2022 | Amendment | $1,350,657,787 | $34,636,500vs Mar 1, 2021 | 1,974 | SEC filing |
| Mar 1, 2021 | Amendment | $1,316,021,287 | $18,256,000vs Feb 28, 2020 | 1,969 | SEC filing |
| Feb 28, 2020 | Amendment | $1,297,765,287 | $9,294,600vs Mar 1, 2019 | 1,951 | SEC filing |
| Mar 1, 2019 | Amendment | $1,288,470,687 | $6,190,000vs May 22, 2018 | 1,948 | SEC filing |
| May 22, 2018 | Amendment | $1,282,280,687 | $12,539,235vs May 22, 2017 | 1,946 | SEC filing |
| May 22, 2017 | Amendment | $1,269,741,452 | $500,000vs Apr 5, 2017 | 1,937 | SEC filing |
| Apr 5, 2017 | Amendment | $1,269,241,452 | $110,706,997vs Apr 7, 2016 | 1,936 | SEC filing |
| Apr 7, 2016 | Amendment | $1,158,534,455 | $230,493,400vs Apr 7, 2015 | 1,929 | SEC filing |
| Apr 7, 2015 | Amendment | $928,041,055 | $0vs Apr 2, 2015 | 1,664 | SEC filing |
| Apr 2, 2015 | Amendment | $928,041,055 | $199,405,546vs Apr 2, 2014 | 1,664 | SEC filing |
| Apr 2, 2014 | Amendment | $728,635,509 | $310,602,842vs Mar 30, 2012 | 1,032 | SEC filing |
| Mar 29, 2013 | Amendment | $612,013,500 | $193,980,833vs Mar 30, 2012 | 689 | SEC filing |
| Mar 30, 2012 | Amendment | $418,032,667 | $125,752,139vs Mar 11, 2011 | 534 | SEC filing |
| Mar 11, 2011 | Amendment | $292,280,528 | $118,470,006vs Mar 12, 2010 | 460 | SEC filing |
| Mar 12, 2010 | Amendment | $173,810,522 | No comparison | 266 | SEC filing |
| Jun 15, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $143M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-104875
Includes only securities sold to U.S. investors by the Issuer in reliance on Regulation D (e.g., excludes securities sold to non-U.S. investors in reliance on Regulation S).
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| UBS Financial Services Inc. | 8174 | |
| UBS Asset Management (US) Inc. | 583 | |
| UBS Asset Management (Americas) LLC | 106838 | |
| Cantor Fitzgerald & Co. | 134 |
Source: Form D, filed May 28, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC
Investment adviser: O'CONNOR ALTERNATIVE INVESTMENTS, LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on May 19, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 2106744 · May 19, 2026 · Schedule D 7.B.(1), fund 805-2965805631
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Connor Burke | Executive |
| N/A Cantor Fitzgerald, L.P. | Executive |
| Philip Dickie | Director |
| Phillip E. Dickie | Director |
| Richard E. Douglas | Executive |
| William J. Ferri | Director |
| Leanne Golding | Director |
| George Halaby | Director |
| N/A O'connor, A Distinct Business Unit Of Ubs Asset Management (Americas) Llc | Executive |
| N/A O'connor Alternative Investments, Llc | Executive |
| Cassandra Powell | Director |
| N/A Ubs Asset Management (Americas) Llc | Executive |
| Ubs O'connor Llc Ubs O'connor Llc | Executive |
| Ubs O'connor Llc | Executive |
| N/A Ubs O'connor Llc | Executive |
| William E.J. Walmsley | Director |
| Joseph C. Workman | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10022