Form D · Hedge Fund

Nineteen77 Global Fundamental Market Neutral Long Short LLC

Chicago, IL · CIK 0001459082

Offering snapshot reported Mar 1, 2021 · SEC filing

Reported sold
$638M
Indefinite offering
Investors reported
49
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jun 1, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$319M$638MMar 12, 2010: $374,758,458.00Mar 12, 2010Mar 11, 2011: $614,140,048.00Mar 12, 2012: $621,548,361.00Mar 30, 2012: $625,848,361.00Mar 29, 2013: $638,003,361.00Apr 2, 2014: $638,003,361.00Apr 2, 2015: $638,003,361.00Apr 7, 2015: $638,003,361.00Apr 7, 2016: $638,003,361.00Apr 5, 2017: $638,003,361.00Jul 12, 2017: $638,003,361.00Jul 12, 2018: $638,003,361.00Mar 1, 2019: $638,003,361.00Feb 28, 2020: $638,003,361.00Mar 1, 2021: $638,003,361.00Mar 1, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 1, 2021Amendment$638,003,361$0vs Feb 28, 202049SEC filing
Feb 28, 2020Amendment$638,003,361$0vs Mar 1, 201949SEC filing
Mar 1, 2019Amendment$638,003,361$0vs Jul 12, 201849SEC filing
Jul 12, 2018Amendment$638,003,361$0vs Jul 12, 201749SEC filing
Jul 12, 2017Amendment$638,003,361$0vs Apr 5, 201749SEC filing
Apr 5, 2017Amendment$638,003,361$0vs Apr 7, 201649SEC filing
Apr 7, 2016Amendment$638,003,361$0vs Apr 7, 201549SEC filing
Apr 7, 2015Amendment$638,003,361$0vs Apr 2, 201549SEC filing
Apr 2, 2015Amendment$638,003,361$0vs Apr 2, 201449SEC filing
Apr 2, 2014Amendment$638,003,361$0vs Mar 29, 201349SEC filing
Mar 29, 2013Amendment$638,003,361$12,155,000vs Mar 30, 201247SEC filing
Mar 30, 2012Amendment$625,848,361$4,300,000vs Mar 12, 201245SEC filing
Mar 12, 2012Amendment$621,548,361$7,408,313vs Mar 11, 201145SEC filing
Mar 11, 2011Amendment$614,140,048$239,381,590vs Mar 12, 201043SEC filing
Mar 12, 2010Amendment$374,758,458No comparison30SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.2M (estimated)
Finders' fees
$0
Form D file number
021-128271
Includes only securities sold to U.S. investors by the Issuer in reliance on Regulation D (e.g., excludes securities sold to non-U.S. investors in reliance on Regulation S).
UBS Asset Management (Americas) Inc. is no longer receiving any sales commissions in connection with sales of interests of the Issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
UBS Financial Services Inc.8174
UBS Asset Management (US) Inc.583
UBS Asset Management (Americas) Inc.106838

Source: Form D, filed Mar 1, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Connor Burke Executive
Philip Dickie Director
Phillip E. Dickie Director
Richard E. Douglas Executive
William J. Ferri Director
George Halaby Director
N/A Ubs O'connor Llc Executive
Ubs O'connor Llc Ubs O'connor Llc Executive
William E.J. Walmsley Director
Joseph C. Workman Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Ubs Tower One North Wacker Drive
Chicago, IL, 60606