Form D · Hedge Fund
O'Brien Alternative Strategic Investment Solutions, LLC
Chicago, IL · CIK 0001612413
Offering snapshot reported Oct 20, 2023 · SEC filing
- Reported sold
- $50M Indefinite offering
- Investors reported
- 45 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Jul 1, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$40,768,211 → $50,014,177
- Minimum accepted$33,333 → $50,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 20, 2023 | Amendment | $50,014,177 | $9,245,966vs Jul 23, 2020 | 45 | SEC filing |
| Jul 23, 2020 | Amendment | $40,768,211 | $635,814vs Jul 23, 2019 | 45 | SEC filing |
| Jul 23, 2019 | Amendment | $40,132,397 | $600,000vs Jun 29, 2018 | 43 | SEC filing |
| Jun 29, 2018 | Amendment | $39,532,397 | $5,177,553vs Jun 30, 2017 | 45 | SEC filing |
| Jun 30, 2017 | Amendment | $34,354,844 | $18,616,908vs Jul 1, 2016 | 31 | SEC filing |
| Jul 1, 2016 | Amendment | $15,737,936 | -$2,082,232vs Jul 1, 2015 | 10 | SEC filing |
| Jul 1, 2015 | Amendment | $17,820,168 | No comparison | 8 | SEC filing |
| Jul 2, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $353K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-220236
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None | National Securities Corporation · CRD 7569 |
Source: Form D, filed Oct 20, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
O'BRIEN ALTERNATIVE STRATEGIC INVESTMENT SOLUTIONS, LLC (D/B/A RJ OASIS) - OASIS HONTE ADVISORS SERIES
Investment adviser: OASIS INVESTMENT STRATEGIES LLC
- Gross asset value
- $37.7M
- Beneficial owners
- 24
- ADV minimum commitment
- $50K
Reported in Form ADV on Mar 29, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RYAN AND JURASKA LLP
PCAOB 3407
BMO HARRIS BANK NATIONAL ASSOCIATION
LEI 3Y4U8VZURTYWI1W2K376
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008
Filing source
Form ADV 1851327 · Mar 29, 2024 · Schedule D 7.B.(1), fund 805-9651290132
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Stephen Brodsky | Director |
| Mark Clements | Executive |
| Julie M. De Matteo | Executive |
| James Gabriele | Director |
| Bradly Glenn Giemza | Director |
| Eric Gordian | Director |
| Eric Gurdian | Director |
| Edward Keiley | Executive |
| Jamal Oulhadj | Director |
| Augustine Perrotta | Executive |
| David Reyna | Executive |
| Colleen M Roberts | Executive |
| Amar U. Shah | Director |
| Nancy Westwick | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60606