Form D · Other Investment Fund
NZC Opportunities II LLC
New York, NY · CIK 0001457808
Offering snapshot reported Mar 15, 2011 · SEC filing
- Reported sold
- $5.5M Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- May 24, 2007 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 15, 2011 | Amendment | $5,500,000 | $0vs Mar 12, 2010 | 2 | SEC filing |
| Mar 12, 2010 | Amendment | $5,500,000 | -$20,000,000vs Mar 16, 2009 | 2 | SEC filing |
| Mar 16, 2009 | Initial | $25,500,000 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-127888
The Manager pays a certain percentage of the aggregate principal amount of Interests sold to the placement agent - see item 12. The current offering commenced prior to 3/15/09; item 15 reflects the requested information commencing from such date.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Deutsche Bank Securities Inc. | 2525 |
Source: Form D, filed Mar 15, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeffrey Abrams | Executive |
| Todd L. Boehly | Executive |
| Michael Damaso | Executive |
| Adrian G.W. Duffy | Executive |
| James M. Freeland | Executive |
| N/A Guggenheim Investment Management, Llc | Promoter |
| N/A Guggenheim Partners, Llc | Executive |
| Todd D. Hearle | Executive |
| Anthony D. Minella | Executive |
| Stephen D. Sautel | Executive |
| Zachary D. Warren | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10022