Form D · Venture Capital Fund
NYPA Fund II LLC
New York, NY · CIK 0001550420
Offering snapshot reported May 22, 2012 · SEC filing
- Reported sold
- $250K Offering amount: $100M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 9, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 22, 2012 | Initial | $249,982 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $12.5K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-178649
0%-5% placement agency fees.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Felix Investments, LLC | 148441 | |
| Alexander Capital, L.P. | 40077 |
Source: Form D, filed May 22, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NYPA FUND II LLC
Investment adviser: SADDLE RIVER ADVISORS LLC
- Gross asset value
- $11.8M
- Beneficial owners
- 78
- ADV minimum commitment
- $15K
Reported in Form ADV on Apr 5, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 1003234 · Apr 5, 2016 · Schedule D 7.B.(1), fund 805-3291557717
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Bivona | Director |
| Emilio Di Sanluciano | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10004