Form D · Other

NY PRINCIPAL LLC

New York, NY · CIK 0001837501

Offering snapshot reported Mar 28, 2023 · SEC filing

Reported sold
$11.1M
Offering amount: $25M
Investors reported
5
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Dec 29, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.56M$11.1MDec 30, 2020: $125,000.00Dec 30, 2020May 6, 2021: $615,000.00Sep 15, 2021: $1,115,000.00Sep 15, 2021Apr 27, 2022: $11,115,000.00Apr 27, 2022Mar 28, 2023: $11,115,000.00Mar 28, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,115,000 → $11,115,000
  • Reported investors4 → 5

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 28, 2023Amendment$11,115,000$10,000,000vs Sep 15, 20215SEC filing
Apr 27, 2022Amendment$11,115,000$10,000,000vs Sep 15, 20215SEC filing
Sep 15, 2021Amendment$1,115,000$990,000vs Dec 30, 20204SEC filing
May 6, 2021Amendment$615,000$490,000vs Dec 30, 20203SEC filing
Dec 30, 2020Initial$125,000No comparison1SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-384807

Source: Form D, filed Mar 28, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ed Gitlin Executive

Issuer details

Industry: Other (See others in industry)

Address:
1325 Avenue Of The Americas 28th Floor
New York, NY, 10019