Form D · Other Banking and Financial Services
NWQ Partners, LLC
Chicago, IL · CIK 0001661847
Offering snapshot reported Jun 9, 2017 · SEC filing
- Reported sold
- $0 Indefinite offering
- Investors reported
- 19 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 17, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors16 → 19
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 9, 2017 | Amendment | $0 | $0vs Dec 28, 2015 | 19 | SEC filing |
| Dec 28, 2015 | Initial | $0 | No comparison | 16 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-253971
Offering consists of the issuance and grant of certain units, which represent a profits interest in the Issuer, which were granted without consideration
Limited Liability Company Interests in the form of "Units"
Source: Form D, filed Jun 9, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Amboian | Director |
| Jon D. Bosse | Executive |
| John E. Conlin | Director, Executive |
| Jon E. Conlin | Director, Executive |
| Margo Cook | Director |
| Scott Grace | Director |
| Jose Minaya | Director |
| N/A Nuveen Nwq Holdings, Llc | Promoter |
| Phyllis G. Thomas | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:Chicago, IL, 60606