Form D · Other Banking and Financial Services

NWQ Partners, LLC

Chicago, IL · CIK 0001661847

Offering snapshot reported Jun 9, 2017 · SEC filing

Reported sold
$0
Indefinite offering
Investors reported
19
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 17, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$0.5$1Dec 28, 2015: $0.00Dec 28, 2015Jun 9, 2017: $0.00Jun 9, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors16 → 19

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 9, 2017Amendment$0$0vs Dec 28, 201519SEC filing
Dec 28, 2015Initial$0No comparison16SEC filing

Offering details

Securities
Equity, Other
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-253971
Offering consists of the issuance and grant of certain units, which represent a profits interest in the Issuer, which were granted without consideration
Limited Liability Company Interests in the form of "Units"

Source: Form D, filed Jun 9, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Amboian Director
Jon D. Bosse Executive
John E. Conlin Director, Executive
Jon E. Conlin Director, Executive
Margo Cook Director
Scott Grace Director
Jose Minaya Director
N/A Nuveen Nwq Holdings, Llc Promoter
Phyllis G. Thomas Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
333 W. Wacker Dr.
Chicago, IL, 60606