Form D · Hedge Fund
NWQ ENERGY CROSSOVER FUND LP
Los Angeles, CA · CIK 0001431724
Offering snapshot reported Jun 26, 2012 · SEC filing
- Reported sold
- $9.7M Indefinite offering
- Investors reported
- 15 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Apr 1, 2008 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Minimum accepted$0 → $1,000,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 26, 2012 | Amendment | $9,701,000 | $0vs Jun 24, 2011 | 15 | SEC filing |
| Jun 24, 2011 | Amendment | $9,701,000 | $0vs Jun 3, 2010 | 15 | SEC filing |
| Jun 3, 2010 | Amendment | $9,701,000 | $300,000vs May 22, 2009 | 15 | SEC filing |
| May 22, 2009 | Amendment | $9,401,000 | No comparison | Not reported | SEC filing |
| Apr 2, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0
- Form D file number
- 021-116731
The Investment Manager may, from time to time, pay an agreed upon commission to an affiliated registered broker dealer from the management fee paid to the Investment Manager by the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Nuveen Securities, LLC | 469 |
Source: Form D, filed Jun 26, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NWQ ENERGY CROSSOVER FUND, LP
Investment adviser: NWQ INVESTMENT MANAGEMENT COMPANY, LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Nov 18, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 767366 · Nov 18, 2013 · Schedule D 7.B.(1), fund 805-7278917310
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John D. Bosse | Executive |
| John E. Conlin | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Los Angeles, CA, 90067