Form D · Hedge Fund

NWQ Concentrated Fund LTD

Los Angeles, CA · CIK 0001400596

Offering snapshot reported Jun 26, 2012 · SEC filing

Reported sold
$215M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
May 3, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$108M$215MMay 22, 2009: $215,000,000.00May 22, 2009Jun 3, 2010: $215,000,000.00Jun 3, 2010Jun 24, 2011: $215,000,000.00Jun 24, 2011Jun 26, 2012: $215,000,000.00Jun 26, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Minimum accepted$0 → $1,000,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 26, 2012Amendment$215,000,000$0vs Jun 24, 20112SEC filing
Jun 24, 2011Amendment$215,000,000$0vs Jun 3, 20102SEC filing
Jun 3, 2010Amendment$215,000,000$0vs May 22, 20092SEC filing
May 22, 2009Amendment$215,000,000No comparisonNot reportedSEC filing
May 16, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-103382
The Investment Manager may, from time to time, pay an agreed upon commission to an affiliated registered broker dealer from the management fee paid to the Investment Manager by the Issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Nuveen Securities, LLC469

Source: Form D, filed Jun 26, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lisa Alexander Director
John D. Bosse Executive
John E. Conlin Director
Laren B. Gillespie Director
Michelle Wilson Clark Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2049 Century Park East 16th Floor
Los Angeles, CA, 90067