Form D · Private Equity Fund
NWC PFB, L.P.
Boca Raton, FL · CIK 0001646963
Offering snapshot reported Jul 6, 2015 · SEC filing
- Reported sold
- $20.2M Offering amount: $20.2M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $20M Reported outside-investor minimum
- First sale
- Jun 15, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 6, 2015 | Initial | $20,225,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-243075
Source: Form D, filed Jul 6, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NWC PFB, L.P.
Investment adviser: NEW WATER CAPITAL, L.P.
- Gross asset value
- $0
- Beneficial owners
- 5
- ADV minimum commitment
- $20M
Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
GRANT THORNTON LLP
PCAOB 248
Filing source
Form ADV 1300893 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-7763988954
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mark Thomas Becker | Executive |
| John Joseph Disa | Executive |
| George Brian Mc Gee | Executive |
| Jason Howard Neimark | Executive |
| N/A N/A Nwc Pfb Gp, Llc | Director |
| N/A N/A Nwc Pfb Gp, L.P. | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Boca Raton, FL, 33431