Form D · REITS and Finance

NW Freshfields REIT LLC

New York, NY · CIK 0001599205

Offering snapshot reported Feb 13, 2014 · SEC filing

Reported sold
$119K
Offering amount: $125K
Investors reported
119
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Jan 30, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 13, 2014Initial$119,000No comparison119SEC filing
Feb 13, 2014Initial$119,000No comparison119SEC filing

Offering details

Securities
Equity, Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$19.3K
Finders' fees
$0
Form D file number
021-211844
Preferred limited liability company interests.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
First Liberties Securities, Inc. dba First Liberties Financial14432Gary Cutson · CRD 6119195

Source: Form D, filed Feb 13, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NW FRESHFIELDS REIT LLC

Investment adviser: NORTHWOOD INVESTORS LLC

Gross asset value
$0
Beneficial owners
120
ADV minimum commitment
$1K

Reported in Form ADV on Mar 29, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator A5 REIT SERVICES LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG NEW YORK, New York, United States
Custodian JPMORGAN CHASE BANK, NA NEW YORK, New York, United States Related to adviser: No
Marketer FIRST LIBERTIES FINANCIAL NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG
PCAOB 42

FIRST LIBERTIES FINANCIAL
CRD 14432 · SEC 8-30673

Filing source

Form ADV 1848631 · Mar 29, 2024 · Schedule D 7.B.(1), fund 805-1477047639

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Erwin Aulis Director, Executive
Ross Cowan Executive
Khaled Kudsi Executive
John Z. Kukral Director, Executive
Michael O'shaughnessy Executive
Michael Sullivan Director, Executive, Promoter
Vivian Tongalson Executive
Jonathan Wang Executive

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
575 Fifth Avenue 23 Rd Floor
New York, NY, 10017