Form D · REITS and Finance

NW 200 Smith Street REIT LLC

Denver, CO · CIK 0001664872

Offering snapshot reported Feb 4, 2016 · SEC filing

Reported sold: $122K
Investors reported: 122
Minimum accepted: $1K
First sale: Jan 27, 2016

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 4, 2016	Initial	$122,000	No comparison	122	SEC filing

Offering details

Securities: Equity
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $19.3K
Finders' fees: $0
Form D file number: 021-256754

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
First Liberties Securities, Inc. dba First Liberties Financial	14432	Gary Cutson · CRD 6119195

Source: Form D, filed Feb 4, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NW 200 SMITH STREET REIT LLC

Investment adviser: NORTHWOOD INVESTORS LLC

Gross asset value: $105M
Beneficial owners: 124
ADV minimum commitment: $1K

Reported in Form ADV on Apr 29, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator A5 REIT SERVICES LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG NEW YORK, New York, United States

Custodian JPMORGAN CHASE BANK, NA NEW YORK, New York, United States Related to adviser: No

Marketer FIRST LIBERTIES FINANCIAL NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG
PCAOB 42

FIRST LIBERTIES FINANCIAL
CRD 14432 · SEC 8-30673

Filing source

Form ADV 1415354 · Apr 29, 2020 · Schedule D 7.B.(1), fund 805-9183050201

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Erwin Aulis	Director, Executive
Ross Cowan	Executive
Khaled Kudsi	Executive
John Z Kukral	Director, Executive
Michael Sullivan	Director, Executive
Shiva Viswanathan	Executive
Jonathan Wang	Executive

Issuer details

Industry: REITS and Finance (See others in industry)

Address:

1819 Wazee Street 2nd Floor
Denver, CO, 80202