Form D · REITS and Finance
NW 1180 AOA REIT LLC
Denver, CO · CIK 0001762780
Offering snapshot reported Feb 1, 2019 · SEC filing
- Reported sold
- $125K Offering amount: $125K
- Investors reported
- 125 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Jan 25, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 1, 2019 | Initial | $125,000 | No comparison | 125 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $6.25K
- Finders' fees
- $0
- Form D file number
- 021-331911
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| IROQUOIS CAPITAL ADVISORS, LLC | 145235 |
Source: Form D, filed Feb 1, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NW 1180 AOA REIT LLC
Investment adviser: NORTHWOOD INVESTORS LLC
- Gross asset value
- $2.45M
- Beneficial owners
- 129
- ADV minimum commitment
- $1K
Reported in Form ADV on Mar 29, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG
PCAOB 42
ICA, LLC
CRD 145235 · SEC 8-67717
Filing source
Form ADV 1848631 · Mar 29, 2024 · Schedule D 7.B.(1), fund 805-8790335931
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Khaled W. Kudsi | Executive |
| John Z. Kukral | Executive |
| Michael F. Profenius | Executive |
| Jacob Reingardt | Executive |
| Shiva W Viswanathan | Executive |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:Denver, CO, 80202