Form D · REITS and Finance
NW 100 Broadway LLC
New York, NY · CIK 0001599234
Offering snapshot reported Feb 13, 2014 · SEC filing
- Reported sold
- $119K Offering amount: $125K
- Investors reported
- 119 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Jan 30, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 13, 2014 | Amendment | $119,000 | $0vs Feb 11, 2014 | 119 | SEC filing |
| Feb 11, 2014 | Initial | $119,000 | No comparison | 119 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $19.3K
- Finders' fees
- $0
- Form D file number
- 021-211700
Preferred Liimited Liability Company interests
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| First Liberties Securities dba First Liberties Financial | 14432 | Gary Cutson · CRD 6119195 |
Source: Form D, filed Feb 13, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NW 100 BROADWAY LLC
Investment adviser: NORTHWOOD INVESTORS LLC
- Gross asset value
- $9.4M
- Beneficial owners
- 4
- ADV minimum commitment
- $1K
Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG
PCAOB 42
JPMORGAN CHASE BANK, NA
LEI 7H6GLXDRUGQFU57RNE97
FIRST LIBERTIES FINANCIAL
CRD 14432 · SEC 8-30673
Filing source
Form ADV 2079202 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-2469424816
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Erwin Aulis | Director, Executive |
| Ross Cowan | Director |
| Khaled Kudsi | Director |
| John Z. Kukral | Director, Executive |
| Michael O'shaughnessy | Director |
| Michael Sullivan | Director, Executive |
| Vivian Tongalson | Director |
| Jonathan Wang | Director |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:New York, NY, 10017