Form D · Hedge Fund

Nuveen High Yield Municipal Opportunities Fund LP

Chicago, IL · CIK 0001779083

Offering snapshot reported Apr 9, 2024 · SEC filing

Reported sold
$632M
Indefinite offering
Investors reported
923
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 3, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$316M$632MJun 18, 2019: $5,500,000.00Jun 18, 2019Jul 18, 2019: $22,643,000.00Apr 9, 2024: $632,106,220.00Apr 9, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$22,643,000 → $632,106,220
  • Reported investors50 → 923
  • Minimum accepted$250,000 → $0

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 9, 2024Amendment$632,106,220$609,463,220vs Jul 18, 2019923SEC filing
Jul 18, 2019Amendment$22,643,000$17,143,000vs Jun 18, 201950SEC filing
Jun 18, 2019Initial$5,500,000No comparison14SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
3C.7, 06b, 3C
Duration over one year
Yes
Business combination
No
Sales commissions
$9.03M (estimated)
Finders' fees
$0
Form D file number
021-342214
The total amount sold and the number of investors do not take withdrawals into consideration.
Limited Partnership Interests. The General Partner of the Issuer has the sole discretion to accept a lesser amount of any minimum investment.
The General Partner has entered into placement agent agreements with the persons named in Item 12 under which terms such persons will receive sales commissions and other fees based on the amount of sales. The above amount includes future contingencies.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNoneSanctuary Securities, Inc. · CRD 205

Source: Form D, filed Apr 9, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Daniel Carey Executive
Parth Doshi Executive
Keith Jones Executive
N/A Nuveen Asset Management, Llc Promoter
N/A Nuveen High Yield Municipal Opportunities Gp Llc Executive
Justin Pfaff Executive
Jeffrey Warnock Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
333 West Wacker Drive, Suite 2800
Chicago, IL, 60606