Form D · Other Banking and Financial Services
Nuveen Asset Management, LLC
Chicago, IL · CIK 0001521019
Offering snapshot reported Apr 16, 2025 · SEC filing
- Reported sold
- $0 Indefinite offering
- Investors reported
- 228 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 15, 2019 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors246 → 228
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 16, 2025 | Amendment | $0 | $0vs Apr 19, 2024 | 228 | SEC filing |
| Apr 19, 2024 | Amendment | $0 | $0vs May 1, 2023 | 246 | SEC filing |
| May 1, 2023 | Amendment | $0 | $0vs Apr 29, 2022 | 322 | SEC filing |
| Apr 29, 2022 | Amendment | $0 | $0vs Apr 30, 2021 | 317 | SEC filing |
| Apr 30, 2021 | Amendment | $0 | $0vs Apr 30, 2020 | 248 | SEC filing |
| Apr 30, 2020 | Amendment | $0 | $0vs Apr 29, 2019 | 204 | SEC filing |
| Apr 29, 2019 | Initial | $0 | No comparison | 183 | SEC filing |
| Jun 9, 2017 | Amendment | $0 | $0vs Jun 9, 2016 | 107 | SEC filing |
| Jun 9, 2016 | Amendment | $0 | $0vs Mar 11, 2015 | 107 | SEC filing |
| Mar 11, 2015 | Amendment | $0 | $0vs May 23, 2013 | 106 | SEC filing |
| May 23, 2013 | Amendment | $0 | $0vs May 29, 2012 | 80 | SEC filing |
| May 29, 2012 | Amendment | $0 | $0vs Jun 15, 2011 | 75 | SEC filing |
| Jun 15, 2011 | Initial | $0 | No comparison | 77 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-338343
Offering consists of the issuance and grant of certain Units, which represent a profits interest in the Issuer, which were granted without cash consideration.
Limited Liability Company interests in the form of "Units"
Source: Form D, filed Apr 16, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Stuart Jona Cohen | Executive |
| Sherri A. Hlavacek | Executive |
| William T. Huffman | Executive |
| Mary Elizabeth Keefe | Executive |
| Saira Ann Malik | Executive |
| Charles R. Manzoni | Executive |
| Diane S. Meggs | Executive |
| N/A Nuveen Fund Advisors, Inc. | Promoter |
| N/A Nuveen Fund Advisors, Llc | Promoter |
| Travis Martin Pauley | Executive |
| Thomas S. Schreier | Executive |
| Megan Sendlak | Executive |
| Jon Mitchell Stevens | Executive |
| Austin Penn Wachter | Executive |
| Jeffrey D. Wieneke | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:Chicago, IL, 60606