Form D · Pharmaceuticals
NUPATHE INC.
Conshohocken, PA · CIK 0001375200
Offering snapshot reported Nov 6, 2012 · SEC filing
- Reported sold
- $28M Offering amount: $28M
- Investors reported
- 20 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 23, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 6, 2012 | Initial | $28,000,000 | No comparison | 20 | SEC filing |
| Aug 8, 2011 | Initial | $1,100,000 | No comparison | 1 | SEC filing |
| Apr 23, 2010 | Initial | $10,062,500 | No comparison | 10 | SEC filing |
| Jul 21, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Sep 7, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.23M
- Finders' fees
- $0
- Form D file number
- 021-186575
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Leerink Swann LLC | 39011 | Leerink Swann LLC · CRD 39011 |
| MTS Securities, LLC | 104059 | MTS Securities, LLC · CRD 104059 |
Source: Form D, filed Nov 6, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Armando Anido | Director, Executive |
| Michael Cola | Director |
| Jeanne Cunicelli | Director |
| James A. Datin | Director |
| Michael C. Diem | Director |
| John H. Dillon, Ii | Director |
| Bart J. Dunn | Executive |
| William J. Federici | Director |
| Ezra H. Felker | Executive |
| Keith A. Goldan | Executive |
| Suzanne M. Hanlon | Executive |
| Jane H. Hollingsworth | Director, Executive |
| Richard S. Kollender | Director |
| Gary J. Kurtzman | Director |
| Michael F. Marino | Executive |
| Gerald W. Mc Laughlin | Executive |
| Robert P. Roche | Director |
| Terri B. Sebree | Executive |
| Brian J. Sisko | Director |
| Wayne P. Yetter | Director |
Issuer details
Industry: Pharmaceuticals (See others in industry)
Address:
227 Washington Street Suite 200
Conshohocken, PA, 19428
Conshohocken, PA, 19428