Form D · Hedge Fund

Numina Capital Fund, L.P.

New York, NY · CIK 0001566551

Offering snapshot reported Jan 16, 2018 · SEC filing

Reported sold: $82.2M
Investors reported: 25
Minimum accepted: $2.5M
First sale: Jan 1, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$78,420,566 → $82,233,527
Reported investors24 → 25
Minimum accepted$100,000 → $2,500,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 16, 2018	Amendment	$82,233,527	$3,812,961vs Jan 17, 2017	25	SEC filing
Jan 17, 2017	Initial	$78,420,566	No comparison	24	SEC filing
Jan 25, 2016	Initial	$78,420,566	No comparison	24	SEC filing
Jan 16, 2015	Amendment	$74,420,566	$65,240,566vs Jan 15, 2013	24	SEC filing
Jan 15, 2013	Initial	$9,180,000	No comparison	5	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-278525

Partnership Interests

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
N/A	None

Source: Form D, filed Jan 16, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NUMINA CAPITAL FUND, L.P.

Investment adviser: NUMINA CAPITAL MANAGEMENT, LLC

Gross asset value: $61.8M
Beneficial owners: 20
ADV minimum commitment: $500K

Reported in Form ADV on Sep 23, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LLC HACKENSACK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP ROSELAND, New Jersey, United States

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian JP MORGAN CHASE BANK, N.A. SAN ANTONIO, Texas, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Filing source

Form ADV 845940 · Sep 23, 2014 · Schedule D 7.B.(1), fund 805-1692230062

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Michael E. Kaine, Jr.	Executive
N/A Numina Capital Associates, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2 West 45 Th Street Suite 1501
New York, NY, 10036