Form D · Hedge Fund

NUMERIC WORLD MARKET NEUTRAL ONSHORE FUND II LP

Boston, MA · CIK 0001379444

Offering snapshot reported Mar 10, 2017 · SEC filing

Reported sold
$94.2M
Indefinite offering
Investors reported
18
Form D · investor count
Minimum accepted
$3M
Reported outside-investor minimum
First sale
Oct 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$47.1M$94.2MMar 16, 2009: $75,168,293.00Mar 16, 2009Mar 19, 2010: $81,893,293.00Mar 18, 2011: $87,018,293.00Mar 16, 2012: $90,068,293.00Mar 15, 2013: $90,068,293.00Mar 14, 2014: $94,161,726.00Mar 13, 2015: $94,161,726.00Mar 11, 2016: $94,161,726.00Mar 10, 2017: $94,161,726.00Mar 10, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 10, 2017Amendment$94,161,726$0vs Mar 11, 201618SEC filing
Mar 11, 2016Amendment$94,161,726$0vs Mar 13, 201518SEC filing
Mar 13, 2015Amendment$94,161,726$0vs Mar 14, 201418SEC filing
Mar 14, 2014Amendment$94,161,726$4,093,433vs Mar 15, 201318SEC filing
Mar 15, 2013Amendment$90,068,293$0vs Mar 16, 201217SEC filing
Mar 16, 2012Amendment$90,068,293$3,050,000vs Mar 18, 201117SEC filing
Mar 18, 2011Amendment$87,018,293$5,125,000vs Mar 19, 201017SEC filing
Mar 19, 2010Amendment$81,893,293$6,725,000vs Mar 16, 200926SEC filing
Mar 16, 2009Initial$75,168,293No comparisonNot reportedSEC filing
Oct 18, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-96024
Man Investments Inc. ("MII") is an affiliate of Numeric Investors LLC. The Fund did not pay sales commissions to MII in this offering. MII compensates its Registered Reps a salary and discretionary bonus, determined by many factors, incl. assets raised.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Man Investments Inc.15770Man Investments Inc. · CRD 15770

Source: Form D, filed Mar 10, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NUMERIC WORLD MARKET NEUTRAL ONSHORE FUND II L.P.

Investment adviser: NUMERIC INVESTORS LLC

Gross asset value
$70.9M
Beneficial owners
0
ADV minimum commitment
$3M

Reported in Form ADV on Jun 25, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Marketer MAN INVESTMENTS AG PFÄFFIKON, Switzerland Related to adviser: Yes
Marketer MAN INVESTMENTS INC. NEW YORK, New York, United States Related to adviser: Yes
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LTD.
PCAOB 1655

GOLDMAN SACHS & CO. LLC
SEC 8-129

MAN INVESTMENTS INC.
CRD 15770 · SEC 8-32575

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1225893 · Jun 25, 2018 · Schedule D 7.B.(1), fund 805-5351484992

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gregory Bond Director
Eric Burl Director
Peter Carman Director
Michael Even Director
Antoine Forterre Director
Robert Edward Furdak Director, Executive
Rick Hanna Executive
Michael Kasper Director
Peter Andrews Mc Lane Director
N/A Numeric Investors, Llc Executive
Shanta Puchtler Director
Sandy Rattray Director
Emmanuel Roman Director
Langdon Bleeker Wheeler Director
Michael Arthur Wilson Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
470 Atlantic Avenue 6 Th Floor
Boston, MA, 02210