Form D · Hedge Fund

Numeric Small Cap Core Onshore Fund I, L.P .

Boston, MA · CIK 0001398505

Offering snapshot reported Mar 11, 2022 · SEC filing

Reported sold
$272M
Indefinite offering
Investors reported
16
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Apr 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$136M$272MMar 16, 2009: $97,000,000.00Mar 16, 2009Mar 19, 2010: $108,100,000.00Mar 18, 2011: $123,470,000.00Mar 16, 2012: $126,666,481.00Mar 15, 2013: $127,666,481.00Mar 14, 2014: $144,966,481.00Mar 13, 2015: $147,216,481.00Mar 11, 2016: $180,584,538.00Mar 10, 2017: $232,506,702.00Mar 9, 2018: $254,706,702.00Mar 11, 2019: $262,706,702.00Mar 11, 2020: $263,706,702.00Mar 11, 2021: $271,706,702.00Mar 11, 2022: $271,706,702.00Mar 11, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 11, 2022Amendment$271,706,702$0vs Mar 11, 202116SEC filing
Mar 11, 2021Amendment$271,706,702$8,000,000vs Mar 11, 202016SEC filing
Mar 11, 2020Amendment$263,706,702$1,000,000vs Mar 11, 201916SEC filing
Mar 11, 2019Amendment$262,706,702$8,000,000vs Mar 9, 201816SEC filing
Mar 9, 2018Amendment$254,706,702$22,200,000vs Mar 10, 201715SEC filing
Mar 10, 2017Amendment$232,506,702$51,922,164vs Mar 11, 201614SEC filing
Mar 11, 2016Amendment$180,584,538$33,368,057vs Mar 13, 201512SEC filing
Mar 13, 2015Amendment$147,216,481$2,250,000vs Mar 14, 201411SEC filing
Mar 14, 2014Amendment$144,966,481$17,300,000vs Mar 15, 20139SEC filing
Mar 15, 2013Amendment$127,666,481$1,000,000vs Mar 16, 20129SEC filing
Mar 16, 2012Amendment$126,666,481$3,196,481vs Mar 18, 20119SEC filing
Mar 18, 2011Amendment$123,470,000$15,370,000vs Mar 19, 20108SEC filing
Mar 19, 2010Amendment$108,100,000$11,100,000vs Mar 16, 20099SEC filing
Mar 16, 2009Initial$97,000,000No comparisonNot reportedSEC filing
Jul 16, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Apr 23, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-102668
Includes only securities sold to U.S. investors by the Issuer in reliance on Regulation D (e.g., excludes securities sold to non-U.S. investors in reliance on Regulation S).
Man Investments Inc. ("MII") is an affiliate of Numeric Investors LLC. The Issuer didn't pay sales commissions to MII in this offering. MII compensates its Registered Reps a salary and disc. bonus, determined by factors incl. assets raised for the Issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Man Investments Inc.15770

Source: Form D, filed Mar 11, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NUMERIC SMALL CAP CORE ONSHORE FUND I L.P.

Investment adviser: NUMERIC INVESTORS LLC

Gross asset value
$72.6M
Beneficial owners
8
ADV minimum commitment
$1M

Reported in Form ADV on Aug 6, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET (CAYMAN) TRUST, LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP LONDON, United Kingdom
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Marketer MAN INVESTMENTS AG PFÄFFIKON, Switzerland Related to adviser: Yes
Marketer MAN INVESTMENTS INC. NEW YORK, New York, United States Related to adviser: Yes
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 1438

GOLDMAN SACHS & CO. LLC
SEC 8-129

MAN INVESTMENTS INC.
CRD 15770 · SEC 8-32575

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1557693 · Aug 6, 2021 · Schedule D 7.B.(1), fund 805-9059528332

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Christopher Ancona Executive
Gregory Bond Executive
Eric Burl Executive
Peter Carman Director
Michael Even Director
Antoine Forterre Director
Robert Edward Furdak Director, Executive
Douglas Hamilton Executive
Rick Hanna Executive
Michael Kasper Executive
Solomon E. Kuckelman Executive
Peter Andrews Mc Lane Director
N/A Numeric Investors Llc Executive
Shanta Puchtler Executive
Sandy Rattray Executive
Emmanuel Roman Director, Executive
Langdon Bleeker Wheeler Director
Michael Arthur Wilson Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 Pier 4 Boulevard 5th Floor
Boston, MA, 02210