Form D · Retailing
NUMBER HOLDINGS, INC.
Commerce, CA · CIK 0001532484
Offering snapshot reported Jan 5, 2021 · SEC filing
- Reported sold
- $210M Offering amount: $210M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 22, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 5, 2021 | Initial | $210,000,000 | No comparison | 11 | SEC filing |
| Jun 16, 2020 | Initial | $10,000,000 | No comparison | 6 | SEC filing |
| Jan 2, 2020 | Initial | $20,960,067 | No comparison | 22 | SEC filing |
| Jul 30, 2019 | Initial | $165,637,711 | No comparison | 35 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.13M
- Finders' fees
- $0
- Form D file number
- 021-385308
Series AA-1 Preferred Stock, Series AA-2 Preferred Stock, Series Y Stock, Series Z Preferred Stock, Series O Preferred Stock, Class A Common Stock and Class B Common Stock
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Jefferies LLC | 2347 |
Source: Form D, filed Jan 5, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Norman Axelrod | Director |
| Rajay Bagaria | Director |
| Russell Belinsky | Director |
| Barry Feld | Director, Executive |
| Michael Fung | Director |
| Andrew Giancamilli | Director |
| Dennis Gies | Director |
| Lori Hall Kimm | Director |
| David Kaplan | Director |
| Mary Kasper | Executive |
| Jason Kidd | Executive |
| Edward Kolodzieski | Director |
| Brian Robbins | Director |
| Allyson Satin | Director |
| Felicia Thornton | Director |
| Ashok Walia | Executive |
Issuer details
Industry: Retailing (See others in industry)
Address:
4000 Union Pacific Avenue
Commerce, CA, 90023
Commerce, CA, 90023