Form D · Other Real Estate
NREA Southeast Portfolio Three, DST
Dallas, TX · CIK 0001762806
Offering snapshot reported Aug 15, 2019 · SEC filing
- Reported sold
- $71.9M Offering amount: $72.4M
- Investors reported
- 201 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Dec 18, 2018 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$71,680,360 → $71,933,810
- Reported investors200 → 201
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 15, 2019 | Amendment | $71,933,810 | $253,450vs Jul 30, 2019 | 201 | SEC filing |
| Jul 30, 2019 | Amendment | $71,680,360 | $795,125vs Jul 17, 2019 | 200 | SEC filing |
| Jul 17, 2019 | Amendment | $70,885,235 | $3,712,214vs Jul 3, 2019 | 199 | SEC filing |
| Jul 3, 2019 | Amendment | $67,173,021 | $2,186,401vs Jun 25, 2019 | 190 | SEC filing |
| Jun 25, 2019 | Amendment | $64,986,620 | $6,843,136vs Jun 19, 2019 | 185 | SEC filing |
| Jun 19, 2019 | Amendment | $58,143,484 | $0vs Jun 12, 2019 | 167 | SEC filing |
| Jun 12, 2019 | Amendment | $58,143,484 | $4,443,032vs May 31, 2019 | 167 | SEC filing |
| May 31, 2019 | Amendment | $53,700,452 | $2,030,355vs May 21, 2019 | 155 | SEC filing |
| May 21, 2019 | Amendment | $51,670,097 | $4,896,423vs May 10, 2019 | 147 | SEC filing |
| May 10, 2019 | Amendment | $46,773,674 | $1,791,000vs Apr 26, 2019 | 130 | SEC filing |
| Apr 26, 2019 | Amendment | $44,982,674 | $4,620,285vs Apr 15, 2019 | 120 | SEC filing |
| Apr 15, 2019 | Amendment | $40,362,389 | $7,288,008vs Apr 4, 2019 | 107 | SEC filing |
| Apr 4, 2019 | Amendment | $33,074,381 | $1,642,748vs Mar 26, 2019 | 89 | SEC filing |
| Mar 26, 2019 | Amendment | $31,431,633 | $7,576,113vs Mar 13, 2019 | 82 | SEC filing |
| Mar 13, 2019 | Amendment | $23,855,520 | $5,381,992vs Feb 26, 2019 | 63 | SEC filing |
| Feb 26, 2019 | Amendment | $18,473,528 | $5,035,467vs Feb 12, 2019 | 46 | SEC filing |
| Feb 12, 2019 | Amendment | $13,438,061 | $7,752,319vs Jan 29, 2019 | 31 | SEC filing |
| Jan 29, 2019 | Amendment | $5,685,742 | $3,424,721vs Jan 15, 2019 | 18 | SEC filing |
| Jan 15, 2019 | Amendment | $2,261,021 | $743,982vs Jan 2, 2019 | 8 | SEC filing |
| Jan 2, 2019 | Initial | $1,517,039 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $4.34M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-329415
Regarding Item 11, the Issuer may accept smaller investments in the Sponsor's sole discretion.
Sales Commissions include estimates of the maximum amount of Selling Commissions, Dealer Fees and Placement Agent Fee that may be paid to one or more Related Persons.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| DFPG Investments Inc. | 155576 | DFPG Investments Inc. · CRD 155576 |
| McDermott Investment Services LLC | 154926 | McDermott Investment Services LLC · CRD 154926 |
| Gary G Benson | 118221 | NPB Financial Group LLC · CRD 137743 |
| Matthew T Rubis | 5863109 | Parkland Securities LLC · CRD 115368 |
| Gregory J Meyer | 3088783 | NPB Financial Group LLC · CRD 137743 |
| Concorde Investment Services LLC | 151604 | Concorde Investment Services LLC · CRD 151604 |
| James M. Lamont | 2846228 | Whitehall-Parker Securities Inc. · CRD 10608 |
| Chay Lapin | 6275140 | Wealthforge Securities LLC · CRD 152550 |
| Joral T Schmalle | 4491484 | Sigma Financial Corp. · CRD 14303 |
| David P Dahill | 6581024 | Wealthforge Securities LLC · CRD 152550 |
| Tomas J Velken | 1600404 | Sigma Financial Corp. · CRD 14303 |
| Robin T Naylor | 1392433 | Emerson Equity LLC. · CRD 130032 |
| Michael L. Cruz | 2130750 | Courtland Securiites Corp · CRD 137356 |
| Edward Fernandez | 2956661 | Capulent LLC · CRD 155155 |
| Leslie Pappas | 1735372 | Lightpath Capital, Inc. · CRD 94123 |
| Kim R. Kunz | 718618 | Westpark Capital Inc. · CRD 39914 |
| Elizabeth L. Friant | 2122446 | Wealthforge Securities LLC · CRD 152550 |
| James K. Johnston | 1689783 | Arete Wealth Management LLC · CRD 44856 |
| Patrick T Shea | 1654953 | Whitehall-Parker Securities Inc. · CRD 10608 |
| Jason A Salmon | 6081963 | Wealthforge Securities LLC · CRD 152550 |
| Christina S. Nielson | 4866971 | Primex · CRD 29394 |
| John L. Jenkins | 1163851 | Arete Wealth Management LLC · CRD 44856 |
| Joseph D. Jackson | 2351290 | Capital Investment Group Inc. · CRD 14752 |
| Mcihael G. Culwell | 5989109 | Emerson Equity LLC · CRD 130032 |
| Dieter E. Thurow | 1435375 | NPB Financial Group LLC · CRD 137743 |
| Robert D. Brinbaum | 2382580 | Advisory Group Equity SVCS LTD · CRD 15427 |
| Stacey J. Morimoto | 4420782 | K Capital LLC · CRD 147191 |
| Jim A. Lund | 1713921 | Cabot Lodge Securities LLC · CRD 159712 |
| Randy A. Barmache | 4607939 | Westpark Capital Inc. · CRD 39914 |
| Jon Lusin | 1786336 | Courtlandt Securiites Corp · CRD 137356 |
| David Kangas | 6591398 | Cabot Lodge Securities LLC · CRD 159712 |
| Anthony Brown | 6900485 | Stax Capital · CRD 300607 |
| Andrew Bagnall | 4331728 | Emerson Equity LLC · CRD 130032 |
| Susan J. Gitt | 5580509 | Great Point Capital LLC · CRD 114203 |
| William D. Ford | 1198575 | HERBERT J. SIMS & CO, INC. · CRD 3420 |
Source: Form D, filed Aug 15, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Dondero | Executive |
| Scott Neil Ellington | Executive |
| Matthew Goetz | Executive |
| Matt Mc Graner | Executive |
| Brian Mitts | Executive |
| N/A Nex Point Real Estate Advisors Iv, L.P. | Executive |
| N/A Nrea Southeast Portfolio Three | Executive |
| Frank Waterhouse | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
C/ Nexpoint Real Estate Advisors Iv, Lp 300 Crescent Court, Suite 700
Dallas, TX, 75201
Dallas, TX, 75201