Form D · Other Technology

nPhase, Inc.

Encinitas, CA · CIK 0001662695

Offering snapshot reported Jun 8, 2018 · SEC filing

Reported sold
$1.53M
Offering amount: $1.58M
Investors reported
11
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 31, 2018
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 8, 2018Initial$1,530,000No comparison11SEC filing
Jul 17, 2017Initial$1,608,340No comparison10SEC filing
Jan 5, 2016Initial$1,505,000No comparison4SEC filing

Offering details

Securities
Equity, Option to acquire, Security to be acquired
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$26.3K
Finders' fees
$0
Form D file number
021-314224
The Company also issued to the broker warrants to purchase 72,135 of the shares sold in the offering, representing 7% of the shares placed by the broker.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Cypress Partners, LLC130252

Source: Form D, filed Jun 8, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Alan Bentley Director
Scott Climes Director, Executive
Vic Gatto Director
Jaya Prakash Guda Executive
Mark Lama Director, Executive
Trygve Mikkelsen Director
Ben Walton Director

Issuer details

Industry: Other Technology (See others in industry)

Address:
533 2 Nd Street, Suite 500
Encinitas, CA, 92024