Form D · Hedge Fund

NPB Manager Fund, SPC - Segregated Portfolio 104

Grand Cayman, E9 · CIK 0001700261

Offering snapshot reported Mar 6, 2020 · SEC filing

Reported sold
$112M
Indefinite offering
Investors reported
19
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Mar 1, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$77.1M$154MMar 10, 2017: $73,310,000.00Mar 10, 2017Mar 8, 2018: $118,650,000.00Mar 8, 2018Mar 8, 2019: $154,227,000.00Mar 8, 2019Mar 6, 2020: $111,652,525.00Mar 6, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$118,650,000 → $111,652,525
  • Reported investors17 → 19

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 6, 2020Amendment$111,652,525-$6,997,475vs Mar 8, 201819SEC filing
Mar 8, 2019Amendment$154,227,000$35,577,000vs Mar 8, 201812SEC filing
Mar 8, 2018Amendment$118,650,000$45,340,000vs Mar 10, 201717SEC filing
Mar 10, 2017Initial$73,310,000No comparison17SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-282296

Source: Form D, filed Mar 6, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NPB MANAGER FUND, SPC - SEGREGATED PORTFOLIO 104

Investment adviser: MIDOCEAN CREDIT FUND MANAGEMENT, L.P.

Gross asset value
$2.19M
Beneficial owners
5
ADV minimum commitment
$250K

Reported in Form ADV on Feb 21, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE GRAND CAYMAN, Cayman Islands
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

DELOITTE
PCAOB 1096

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876

Filing source

Form ADV 1717246 · Feb 21, 2023 · Schedule D 7.B.(1), fund 805-4743193774

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Carlos Ferreira Director
Ackerley John Director
Michelle M. Wilson Clarke Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
190 Elgin Avenue George Town
Grand Cayman, E9, KY1-9005