Form D · Other Energy
NOVUS ENERGY INC.
Calgary, A0 · CIK 0001409065
Offering snapshot reported Dec 10, 2009 · SEC filing
- Reported sold
- $14.9M Offering amount: $14.9M
- Investors reported
- 27 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 24, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 10, 2009 | Initial | $14,878,676 | No comparison | 27 | SEC filing |
| Apr 16, 2009 | Initial | $3,001,071 | No comparison | Not reported | SEC filing |
| Jul 9, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Aug 3, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $915K
- Finders' fees
- $0
- Form D file number
- 021-107080
Agents will also receive interest on a portion of the commission that will not be paid until certain conditions have been satisfied.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| GMP Securities L.P. | None | |
| Cormark Securities Inc. | None | Cormark Securities (USA) Ltd. · CRD 101000 |
| Canaccord Capital Corporation | None | |
| Clarus Securities Inc. | None | |
| CIBC World Markets Inc. | None | |
| Acumen Capital Finance Partners Limited | None | |
| National Bank Financial Inc. | None | |
| Toll Cross Securities Inc. | None |
Source: Form D, filed Dec 10, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Julian Din | Executive |
| Gregory Groten | Executive |
| Greg Groten | Executive |
| Michael B. Halvorson | Director |
| Curtis Hartzler | Director |
| Harry L. Knutson | Director |
| Al J. Kroontje | Director |
| Jack M. Lane | Executive |
| A. Bruce Macdonald | Director |
| Larry C. Mah | Director |
| Ketan Panchmatia | Executive |
| Hugh G. Ross | Director, Executive |
| Richard M. Wlodarczak | Director |
Issuer details
Industry: Other Energy (See others in industry)
Address:
333 5 Th Avenue S.W. Suite 310
Calgary, A0, T2P3B6
Calgary, A0, T2P3B6