Form D · Other Real Estate
Novu Normandy, LLC
Birmingham, AL · CIK 0001992795
Offering snapshot reported Dec 5, 2023 · SEC filing
- Reported sold
- $9.45M Offering amount: $20M
- Investors reported
- 71 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Oct 16, 2023 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$8,694,118 → $9,447,179
- Reported investors66 → 71
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 5, 2023 | Amendment | $9,447,179 | $753,061vs Oct 31, 2023 | 71 | SEC filing |
| Oct 31, 2023 | Initial | $8,694,118 | No comparison | 66 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $797K
- Finders' fees
- $0
- Form D file number
- 021-496174
Sales commissions include $230,361.84 of managing broker dealer fees, $436,389.85 of placement fees, and $129,967.10 of due diligence fees
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Vistia Capital, LLC | 311342 | |
| Delmar E. Buck III | 7299100 | Vistia Capital, LLC · CRD 311342 |
| John Chase Ravsten | 5634077 | Vistia Capital, LLC · CRD 311342 |
| Justin Dean Pennetta | 6303911 | Vistia Capital, LLC · CRD 311342 |
| Michael David Hazen | 6103556 | Vistia Capital, LLC · CRD 311342 |
| Alexander Capital, L.P. | 40077 | |
| John Deforrest Williamson | 2357023 | Alexander Capital, L.P. · CRD 40077 |
| Great Point Capital LLC | 114203 | |
| Jonathan Browning | 2608532 | Great Point Capital LLC · CRD 114203 |
| Metric Financial, LLC | 33324 | |
| Devery R Cagle | 2981159 | Metric Financial, LLC · CRD 33324 |
Source: Form D, filed Dec 5, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mat Cox | Executive |
| Patrick Jackson | Director, Executive |
| Novu Normandy Manager, Llc | Director |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
2207 2 Nd Avenue North
Birmingham, AL, 35203
Birmingham, AL, 35203