Form D · Biotechnology
NOVOCELL, INC
San Diego, CA · CIK 0001093930
Offering snapshot reported Mar 24, 2010 · SEC filing
- Reported sold
- $304K Offering amount: $2M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 12, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 24, 2010 | Initial | $304,242 | No comparison | 1 | SEC filing |
| Jun 6, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Dec 5, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Sep 20, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Apr 18, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Apr 18, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-55116
According to the terms of the loan, the grantor will receive up to $2,000,000 in warrants over the life of the loan. To date, grantor has received 304,242 in warrants.
Source: Form D, filed Mar 24, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| E. Edward Baete | Executive |
| Anne G. Bang | Executive |
| Liz Bui | Executive |
| Donald J. Elmer | Director |
| Mitchell H. Finer | Executive |
| Franklin P. Johnson | Director |
| Orville G. Kolterman | Director |
| Fred A. Middleton | Director |
| Niamh Pellegrini | Director |
| Allan Robins | Executive |
| Anne J. Sandan | Executive |
| John S. West | Director, Executive |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
3550 General Atomics Court Building 2 503
San Diego, CA, 92121
San Diego, CA, 92121