Form D · Biotechnology
Notable Labs, Inc.
Foster City, CA · CIK 0001674834
Offering snapshot reported Mar 8, 2023 · SEC filing
- Reported sold
- $10.3M Offering amount: $10.3M
- Investors reported
- 26 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 21, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 8, 2023 | Initial | $10,336,259 | No comparison | 26 | SEC filing |
| Jul 15, 2022 | Initial | $10,063,252 | No comparison | 19 | SEC filing |
| Dec 13, 2019 | Initial | $39,757,561 | No comparison | 37 | SEC filing |
| Aug 31, 2017 | Initial | $14,840,492 | No comparison | 95 | SEC filing |
| Mar 16, 2017 | Initial | $2,715,000 | No comparison | 23 | SEC filing |
| May 17, 2016 | Initial | $4,488,500 | No comparison | 40 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $310K
- Finders' fees
- $0
- Form D file number
- 021-475258
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| JMP Securities LLC | 22208 |
Source: Form D, filed Mar 8, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Thomas Bock | Director, Executive |
| Matthew De Silva | Director |
| Amanda Hermann | Executive |
| Michael Horowitz | Executive |
| James Kim | Director |
| Pete Quinzio | Director, Executive, Promoter |
| Peter Quinzio | Director, Executive |
| Adam Seabrook | Director |
| Joseph Wagner | Executive |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
320 Hatch Drive
Foster City, CA, 94404
Foster City, CA, 94404