Form D · Private Equity Fund
NORWEST MEZZANINE PARTNERS V-A, LP
Minneapolis, MN · CIK 0001994524
Offering snapshot reported Sep 29, 2023 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 29, 2023 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-493438
The amounts listed above are aggregated among the Issuer and its related parallel funds.
Placement agent fees to be paid based upon a fee schedule. Such fees are offset against the management fees payable by the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| LAZARD FRERES & CO. LLC | 2528 | |
| LAZARD & CO., LIMITED | None |
Source: Form D, filed Sep 29, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NORWEST MEZZANINE PARTNERS V-A, LP
Investment adviser: NORWEST CAPITAL ADVISORS, LLC
- Gross asset value
- $23.7M
- Beneficial owners
- 15
- ADV minimum commitment
- $10M
Reported in Form ADV on Apr 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
KPMG LLP
PCAOB 185
WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09
Filing source
Form ADV 2093663 · Apr 30, 2026 · Schedule D 7.B.(1), fund 805-9870607758
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Brian M. Allingham | Executive, Promoter |
| Anthony Armand | Executive, Promoter |
| Carter Balfour | Executive, Promoter |
| Timothy Devries | Executive, Promoter |
| John Hogan | Executive, Promoter |
| Sundip Murthy | Executive, Promoter |
| Sean Stevens | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Minneapolis, MN, 55402