Form D · Hedge Fund

Northwoods Capital Equity Holdings III, L.P.

New York, NY · CIK 0001792572

Offering snapshot reported Nov 12, 2021 · SEC filing

Reported sold
$0
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Oct 25, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.23M$10.5MNov 15, 2019: $10,450,000.00Nov 15, 2019Nov 13, 2020: $10,450,000.00Nov 13, 2020Nov 12, 2021: $0.00Nov 12, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$10,450,000 → $0
  • Reported investors11 → 0

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 12, 2021Amendment$0-$10,450,000vs Nov 13, 20200SEC filing
Nov 13, 2020Amendment$10,450,000$0vs Nov 15, 201911SEC filing
Nov 15, 2019Initial$10,450,000No comparison11SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-353541

Source: Form D, filed Nov 12, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NORTHWOODS CAPITAL EQUITY HOLDINGS III, L.P.

Investment adviser: ANGELO, GORDON & CO., L.P.

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$150K

Reported in Form ADV on Feb 23, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian BANK OF AMERICA, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian BNY MELLON INC., N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Filing source

Form ADV 1591734 · Feb 23, 2022 · Schedule D 7.B.(1), fund 805-5193430359

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Josh Baumgarten Executive
Michael L. Gordon Executive
Christopher Moore Executive
Adam Schwartz Executive
Frank Stadelmaier Executive
Kirk Wickman Executive
Forest Wolfe Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Angelo, Gordon & Co., L.P. 245 Park Avenue, 26 Th Floor
New York, NY, 10167