Form D · REITS and Finance

Northwood Real Estate REIT Inc.

New York, NY · CIK 0001508884

Offering snapshot reported Dec 29, 2010 · SEC filing

Reported sold
$117K
Offering amount: $125K
Investors reported
117
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Dec 16, 2010
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 29, 2010Initial$117,000No comparison117SEC filing

Offering details

Securities
Equity
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$6.25K (estimated)
Finders' fees
$0
Form D file number
021-152630

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Charles Harrison3071551H & L Equities, LLC · CRD 113794
Phyllis Beck1020488H & L Equities, LLC · CRD 113794
Patrick Whelchel5389090H & L Equities, LLC · CRD 113794
Scott Harrison4981070H & L Equities, LLC · CRD 113794

Source: Form D, filed Dec 29, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NORTHWOOD REAL ESTATE REIT INC.

Investment adviser: NORTHWOOD INVESTORS LLC

Gross asset value
$30.8M
Beneficial owners
1
ADV minimum commitment
$1K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator REIT FUNDING LLC ATLANTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG NEW YORK, New York, United States
Custodian JPMORGAN CHASE BANK, NA NEW YORK, New York, United States Related to adviser: No
Marketer H & L EQUITIES, LLC ATLANTA, Georgia, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG
PCAOB 42

JPMORGAN CHASE BANK, NA
LEI 7H6GLXDRUGQFU57RNE97

H & L EQUITIES, LLC
CRD 113794 · SEC 8-53371

Filing source

Form ADV 2079202 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-1186662723

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Erwin Aulis Director, Executive
Ross Cowan Director, Executive
Khaled Kudsi Director, Executive
John Z. Kukral Director, Executive
Michael Sullivan Director, Executive
Jonathan Wang Director, Executive

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
575 Fifth Avenue 23 Rd Floor
New York, NY, 10017