Form D · REITS and Finance

Northwood NY Palace REIT Inc.

New York, NY · CIK 0001567910

Offering snapshot reported Jan 28, 2013 · SEC filing

Reported sold
$125K
Offering amount: $125K
Investors reported
125
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Jan 17, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 28, 2013Initial$125,000No comparison125SEC filing

Offering details

Securities
Equity
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$6.25K
Finders' fees
$0
Form D file number
021-190846

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Charles Harrison3071551H & L Equities, LLC · CRD 113794
Phyllis Beck1020488H & L Equities, LLC · CRD 113794
Patrick Whelchel5389090H & L Equities, LLC · CRD 113794
Scott Harrison4981070H & L Equities, LLC · CRD 113794
Lori Mayfield4899271H & L Equities, LLC · CRD 113794

Source: Form D, filed Jan 28, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NORTHWOOD NY PALACE REIT INC.

Investment adviser: NORTHWOOD INVESTORS LLC

Gross asset value
$359K
Beneficial owners
277
ADV minimum commitment
$1K

Reported in Form ADV on Sep 29, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator REIT FUNDING LLC ATLANTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor ERNST & YOUNG NEW YORK, New York, United States
Custodian JPMORGAN CHASE BANK, NA NEW YORK, New York, United States Related to adviser: No
Marketer H & L EQUITIES, LLC ATLANTA, Georgia, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

H & L EQUITIES, LLC
CRD 113794 · SEC 8-53371

Filing source

Form ADV 1141388 · Sep 29, 2017 · Schedule D 7.B.(1), fund 805-1432350273

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Erwin Aulis Director, Executive
Ross Cowan Director, Executive
Khaled Kudsi Director
John Z. Kukral Director, Executive
Michael O'shaughnessy Director
Leonard Sammartano Promoter
Michael P. Sullivan Director, Executive
Vivian Tongalson Director
Jonathan Wang Director, Executive

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
C/O Northwood Investors Llc 575 Fifth Avenue, 23 Rd Floor
New York, NY, 10017