Form D · Other
Northwind Medical, Inc.
San Jose, CA · CIK 0001527955
Offering snapshot reported Aug 19, 2011 · SEC filing
- Reported sold
- $525K Offering amount: $1M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $1 Reported outside-investor minimum
- First sale
- Apr 15, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 19, 2011 | Initial | $525,000 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired
- Exemptions
- 05, 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-164759
$1,000,000 in aggregate principal amount of notes will be sold with additional $500.00 in warrants
Source: Form D, filed Aug 19, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Evans | Director |
| K.T. Venkateswara Rao | Director, Executive |
| Mark Wholey | Director |
Issuer details
Industry: Other (See others in industry)
Address:
6254 Grand Oak Way
San Jose, CA, 95135
San Jose, CA, 95135