Form D · Pharmaceuticals
NORTHWEST BIOTHERAPEUTICS INC
Bethesda, MD · CIK 0001072379
Offering snapshot reported Sep 14, 2020 · SEC filing
- Reported sold
- $0 Offering amount: $2.59M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 28, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 14, 2020 | Initial | $0 | No comparison | 2 | SEC filing |
| Jan 10, 2018 | Initial | $880,000 | No comparison | 0 | SEC filing |
| May 17, 2017 | Initial | $52,000 | No comparison | 1 | SEC filing |
| Mar 15, 2016 | Initial | $10,000,000 | No comparison | 5 | SEC filing |
| Dec 9, 2010 | Amendment | $395,000 | $395,000vs Dec 7, 2010 | 7 | SEC filing |
| Dec 7, 2010 | Initial | $0 | No comparison | 7 | SEC filing |
| Apr 17, 2006 | Paper | Not reported | No comparison | Not reported | |
| Feb 9, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-375444
Source: Form D, filed Sep 14, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Susan Bayh | Director |
| J Cofer Black | Director |
| Cofer Black | Director |
| Marnix L Bosch | Executive |
| Alton L Boynton | Director, Executive |
| Robert A Farmer | Director |
| Leslie J Goldman | Executive |
| Jerry J Jasinowski | Director |
| Navid Malik | Director |
| Linda F Powers | Director, Executive |
Issuer details
Industry: Pharmaceuticals (See others in industry)
Address:
4800 Montgomery Lane Suite 800
Bethesda, MD, 20814
Bethesda, MD, 20814