Form D · Commercial Banking
NORTHUMBERLAND BANCORP
Northumberland, PA · CIK 0001281189
Offering snapshot reported Jun 22, 2021 · SEC filing
- Reported sold
- $10M Offering amount: $10M
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Jun 15, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 22, 2021 | Initial | $10,000,000 | No comparison | 7 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $150K
- Finders' fees
- $0
- Form D file number
- 021-403774
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Griffin Financial Group, LLC | 119004 |
Source: Form D, filed Jun 22, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Timothy J. Apple | Director |
| Willard J. Bowen | Director |
| Chad M. Geise | Director |
| Lisa Hassinger | Executive |
| Amanda G. Kessler | Director |
| Anthony B. Markunas | Director |
| Adam C. Purdy | Director |
| William J. Roll | Director |
| J. Donald Steele, Jr. | Director, Executive |
| Todd J. Troxell | Director, Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
245 Front St
Northumberland, PA, 17857
Northumberland, PA, 17857