Form D · Hedge Fund

NorthStar Offshore Fund IV, Ltd.

New York, NY · CIK 0001122031

Offering snapshot reported Jun 25, 2014 · SEC filing

Reported sold: $14.7M
Investors reported: 27
Minimum accepted: $1M
First sale: Aug 1, 2000

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 25, 2014	Amendment	$14,742,743	$0vs Jun 26, 2013	27	SEC filing
Jun 26, 2013	Amendment	$14,742,743	-$1,000,000vs Jun 27, 2012	27	SEC filing
Jun 27, 2012	Amendment	$15,742,743	$0vs Jun 27, 2011	28	SEC filing
Jun 27, 2011	Amendment	$15,742,743	$0vs Apr 14, 2011	28	SEC filing
Apr 14, 2011	Amendment	$15,742,743	$1,190,244vs Apr 19, 2010	28	SEC filing
Apr 19, 2010	Initial	$14,552,499	No comparison	26	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-140820

The entity listed in Item 12 above is paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the general partner (or its affiliate) from the assets under management and/or the incentive allocation.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
THE DAVENPORT GROUP	None	FIRST LIBERTIES FINANCIAL · CRD 14432

Source: Form D, filed Jun 25, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NORTHSTAR OFFSHORE FUND IV, LTD

Investment adviser: NORTHSTAR CAPITAL FUNDS, LLC

Gross asset value: $6M
Beneficial owners: 8
ADV minimum commitment: $1M

Reported in Form ADV on Mar 31, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MERIDIAN FUND SERVICES HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, LLP NEW YORK, New York, United States

Custodian JEFFERIES & COMPANY INC NEW YORK, New York, United States Related to adviser: No

Marketer FIRST LIBERTIES FINANCIAL NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES & COMPANY INC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

FIRST LIBERTIES FINANCIAL
CRD 14432 · SEC 8-30673

Filing source

Form ADV 800012 · Mar 31, 2014 · Schedule D 7.B.(1), fund 805-3599734725

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Thomas H. Davis	Director
Roderick M. Forrest	Director
Michael P. Zucker	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Northstar Capital Funds, Llc 845 Third Avenue, 17 Th Floor
New York, NY, 10022