Form D · Private Equity Fund

Northstar Mezzanine Partners SBIC L.P.

Minneapolis, MN · CIK 0001809295

Offering snapshot reported Apr 17, 2020 · SEC filing

Reported sold
$27.2M
Indefinite offering
Investors reported
36
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 2, 2020
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 17, 2020Initial$27,200,000No comparison36SEC filing

Offering details

Securities
Debt, Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$40K
Finders' fees
$0
Form D file number
021-365218

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNoneThe Oak Ridge Financial Services Group, Inc. · CRD 42941

Source: Form D, filed Apr 17, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NORTHSTAR MEZZANINE PARTNERS SBIC, L.P.

Investment adviser: NORTHSTAR COMPANY, LLC

Gross asset value
$131M
Beneficial owners
49
ADV minimum commitment
$100K

Reported in Form ADV on Sep 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor RSM US LLP CHICAGO, Illinois, United States
Custodian CIBC NATIONAL TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RSM US LLP
PCAOB 49

Filing source

Form ADV 2135867 · Sep 30, 2026 · Schedule D 7.B.(1), fund 805-2795627208

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Christopher J. Kocourek Executive
Douglas E. Mark Executive
N/A Northstar Sbic Gp, Llc Promoter
Brian J. Schneider Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2310 Pw C Plaza, 45 South Seventh Street
Minneapolis, MN, 55402