Form D · REITS and Finance

NorthStar Income Opportunity REIT I, Inc.

New York, NY · CIK 0001466616

Offering snapshot reported Jul 1, 2010 · SEC filing

Reported sold
$15.6M
Offering amount: $100M
Investors reported
221
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Sep 24, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.82M$15.6MOct 1, 2009: $100,000.00Oct 1, 2009Oct 26, 2009: $100,000.00Dec 4, 2009: $100,000.00Feb 4, 2010: $3,150,748.00Mar 26, 2010: $7,006,747.00Mar 26, 2010: $7,006,747.00Jun 30, 2010: $15,642,184.00Jul 1, 2010: $15,642,184.00Jul 1, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors147 → 221

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 1, 2010Amendment$15,642,184$0vs Jun 30, 2010221SEC filing
Jun 30, 2010Amendment$15,642,184$8,635,437vs Mar 26, 2010147SEC filing
Mar 26, 2010Amendment$7,006,747$0vs Mar 26, 201097SEC filing
Mar 26, 2010Amendment$7,006,747$3,855,999vs Feb 4, 201097SEC filing
Feb 4, 2010Amendment$3,150,748$3,050,748vs Dec 4, 200949SEC filing
Dec 4, 2009Amendment$100,000$0vs Oct 26, 20091SEC filing
Oct 26, 2009Amendment$100,000$0vs Oct 1, 20091SEC filing
Oct 1, 2009Initial$100,000No comparison1SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$7M (estimated)
Finders' fees
$0
Form D file number
021-134891
Assuming maximum offering

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Berthel Fisher & Co.13609Jerry Dewayne McCutchen · CRD 1076678
Advisory Group Equity Services15427
Moors & Cabot Investments594
Primex29394
SII Investments. Inc.2225
Investment Centers of America16443
National Planning Corporation29604
Invest Financial Corporation12984
Cape Securities Inc.7072
Girard Securities Inc.18697
Centaurus Financial Inc.30833
Rice Pontes Capitial, Inc.40056
PrimeVest Financial Services, Inc.15340
Multi-Financial Securities Corporation10299
Financial Network Investment Corporation13572
ING Financial Partners2882

Source: Form D, filed Jul 1, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Daniel R. Gilbert Director, Executive
David T. Hamamoto Director, Executive
Richard J. Mc Cready Director, Executive
Andrew C. Richardson Director, Executive
Albert Tylis Director, Executive

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
399 Park Avenue, 18 Th Floor
New York, NY, 10022