Form D · Other Investment Fund
NorthRock II General Partner, LLC
San Francisco, CA · CIK 0001558384
Offering snapshot reported Sep 17, 2012 · SEC filing
- Reported sold
- $2M Indefinite offering
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 11, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 17, 2012 | Initial | $2,000,000 | No comparison | 13 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-184238
Source: Form D, filed Sep 17, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Becker | Director |
| Peter J. Falco | Director |
| Christopher L. Fraley | Director |
| Robert L. Gray, Jr. | Director |
| Edmond A. Kavounas | Director |
| Peter Kaye | Director |
| Jennifer A. Levy | Director |
| Rockwood Capital, Llc | Promoter |
| Walter P. Schmidt | Director |
| Tyson Skillings | Director |
| David Streicher | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Two Embarcadero Center Suite 2360
San Francisco, CA, 94111
San Francisco, CA, 94111