Form D · Hedge Fund

Northlight European Fundamental Credit Fund

George Town, Grand Cayman, E9 · CIK 0001619878

Offering snapshot reported Nov 26, 2018 · SEC filing

Reported sold
$5.55M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.77M$5.55MSep 26, 2014: $400,000.00Sep 26, 2014Oct 14, 2015: $400,000.00Oct 14, 2015Oct 17, 2016: $441,605.00Oct 17, 2016Oct 17, 2017: $441,605.00Oct 17, 2017Nov 26, 2018: $5,547,605.00Nov 26, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$441,605 → $5,547,605
  • Reported investors1 → 4

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 26, 2018Amendment$5,547,605$5,106,000vs Oct 17, 20174SEC filing
Oct 17, 2017Amendment$441,605$0vs Oct 17, 20161SEC filing
Oct 17, 2016Amendment$441,605$41,605vs Oct 14, 20151SEC filing
Oct 14, 2015Amendment$400,000$0vs Sep 26, 20141SEC filing
Sep 26, 2014Initial$400,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.35K (estimated)
Finders' fees
$0
Form D file number
021-225362
Approximately USD 1,350 pa will be paid by way of retrocession based on investment size and performance.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
-NoneCapital Advisory Partners

Source: Form D, filed Nov 26, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NORTHLIGHT EUROPEAN FUNDAMENTAL CREDIT FUND

Investment adviser: NORTHLIGHT GROUP LLP

Gross asset value
$200M
Beneficial owners
110
ADV minimum commitment
$100K

Reported in Form ADV on Mar 30, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICE (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GEORGETOWN, Cayman Islands
Custodian BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. BROOKYLN, New York, United States Related to adviser: No
Marketer ERG SECURITIES (US) LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BARCLAYS BANK PLC LONDON, United Kingdom
Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

J.P. MORGAN CLEARING CORP.
SEC 8-43724

ERG SECURITIES (US) LLC
CRD 121057 · SEC 8-65376

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 1094643 · Mar 30, 2017 · Schedule D 7.B.(1), fund 805-5565976000

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Olivier Bassou Director
Sarah Caygill Director
Massimo Ferri Director
Lars Kroijer Director
David Mc Geough Director
N/A Northlight Gci Promoter
Northlight Gci Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Ugland House, Po Box 309
George Town, Grand Cayman, E9, KY1-1104