Form D · Private Equity Fund
NORTHGATE IV-B LP
Danville, CA · CIK 0001446471
Offering snapshot reported Dec 11, 2009 · SEC filing
- Reported sold
- $52.7M Indefinite offering
- Investors reported
- 69 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 5, 2008 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 11, 2009 | Amendment | $52,730,000 | No comparison | 69 | SEC filing |
| Sep 23, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.1, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-122955
Source: Form D, filed Dec 11, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NORTHGATE IV-B, L.P.
Investment adviser: NORTHGATE CAPITAL, L.P.
- Gross asset value
- $4.68M
- Beneficial owners
- 81
- ADV minimum commitment
- $5M
Reported in Form ADV on Jul 10, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSE COOPERS
PCAOB 238
COMERICA BANK
LEI 70WY0ID1N53Q4254VH70
Filing source
Form ADV 2118836 · Jul 10, 2026 · Schedule D 7.B.(1), fund 805-1066408630
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mark Harris | Promoter |
| Brent Jones | Promoter |
| Hosein Khajeh Hosseiny | Promoter |
| Jared Stone | Promoter |
| Thomas Vardell | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Danville, CA, 94526