Form D · Venture Capital Fund

Northgate Direct Opportunities IV, LLC

Danville, CA · CIK 0001859161

Offering snapshot reported May 20, 2021 · SEC filing

Reported sold: $3.1M
Investors reported: 10
Minimum accepted: $100K
First sale: May 6, 2021

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 20, 2021	Initial	$3,100,000	No comparison	10	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-399998

Source: Form D, filed May 20, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NORTHGATE DIRECT OPPORTUNITIES IV, LLC

Investment adviser: NORTHGATE CAPITAL, L.P.

Gross asset value: $3.37M
Beneficial owners: 10
ADV minimum commitment: $100K

Reported in Form ADV on Jul 10, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor BDO USA, P.C. SAN JOSE, California, United States

Custodian COMERICA BANK SAN JOSE, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

BDO USA, P.C.
PCAOB 243

COMERICA BANK
LEI 70WY0ID1N53Q4254VH70

Filing source

Form ADV 2118836 · Jul 10, 2026 · Schedule D 7.B.(1), fund 805-9345256770

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Northgate Direct Opportunities III, LLC	Mar 4, 2021	$1,000,000	1
Northgate Direct Opportunities IV, LLC (this fund)	May 20, 2021	$3,100,000	10
Northgate Direct Opportunities V, LLC	Mar 24, 2023	$2,000,000	1
Northgate Direct Opportunities VI, LLC	Apr 6, 2023	$2,000,000	1

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Llc Ndo Iv Management	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

649 San Ramon Valley Blvd
Danville, CA, 94526