Form D · Other Banking and Financial Services
Northfield Bancshares, Inc.
Northfield, MN · CIK 0001499602
Offering snapshot reported Dec 28, 2011 · SEC filing
- Reported sold
- Yet to sell Offering amount: $3.76M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 28, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Aug 24, 2010 | Initial | $100,050 | No comparison | 0 | SEC filing |
| Aug 24, 2010 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $241K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-170799
Assumes entire offering is sold by placement agent and includes expense reimbursement.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| The Oak Ridge Financial Services Group, Inc. | 42941 | The Oak Ridge Financial Services Group, Inc. · CRD 42941 |
Source: Form D, filed Dec 28, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert L. Bradford | Director, Executive |
| William G. Cowles, Jr. | Director |
| F. Donavon (Don) Kuehnast | Director, Executive |
| Gregory J. Langer | Director |
| Chris B. Peterson | Director |
| Steven N. Sanderson | Director |
| Bradley R. Wille | Director |
| Donald F. Zibell | Director, Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
1605 Heritage Drive
Northfield, MN, 55057
Northfield, MN, 55057