Form D · Oil and Gas
Northern Utilities, Inc.
Hampton, NH · CIK 0001480640
Offering snapshot reported Feb 22, 2010 · SEC filing
- Reported sold
- Yet to sell Offering amount: $25M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 22, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $200K
- Finders' fees
- $0
- Form D file number
- 021-138906
$125,000.00 to Banc of America Securities LLC, and $75,000.00 to RBC Securities Inc.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Banc of America Securities LLC | 26091 | |
| RBC Securities Inc. | None | RBC Capital Markets Corporation · CRD 31194 |
Source: Form D, filed Feb 22, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William D Adams | Director |
| Robert V Antonucci | Director |
| Laurence M Brock | Executive |
| David P Brownell | Director |
| Mark H Collin | Executive |
| Michael J Dalton | Director |
| Albert H Elfner | Director |
| George R Gantz | Executive |
| Edward F Godfrey | Director |
| Michael B Green | Director |
| Thomas P Meissner | Executive |
| Eben S Moulton | Director |
| M. Brian O'shaughnessy | Director |
| Robert G Schoenberger | Director, Executive |
| Sarah P Voll | Director |
| Sandra L Whitney | Executive |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
6 Liberty Lane West
Hampton, NH, 03842
Hampton, NH, 03842