Form D · Hedge Fund

NORTHERN TRUST MULTI-ADVISOR FUNDS- SERIES: INTERNATIONAL FUND- AXIOM INTERNATIONAL INVESTORS LLC

Stamford, CT · CIK 0001423228

Offering snapshot reported Mar 12, 2012 · SEC filing

Reported sold
$293M
Indefinite offering
Investors reported
695
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 1998
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$147M$293MMar 16, 2009: $271,842,783.00Mar 16, 2009Mar 15, 2010: $275,838,159.00Mar 15, 2010Mar 11, 2011: $292,824,438.00Mar 11, 2011Mar 12, 2012: $293,159,438.00Mar 12, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$292,824,438 → $293,159,438
  • Reported investors694 → 695

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 12, 2012Amendment$293,159,438$335,000vs Mar 11, 2011695SEC filing
Mar 11, 2011Amendment$292,824,438$16,986,279vs Mar 15, 2010694SEC filing
Mar 15, 2010Amendment$275,838,159$3,995,376vs Mar 16, 2009679SEC filing
Mar 16, 2009Amendment$271,842,783No comparisonNot reportedSEC filing
Dec 31, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-112918
No proceeds of the offering have been used to pay commissions or finders' fees.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Northern Trust Securities, Inc.7927

Source: Form D, filed Mar 12, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Rossana Colangelo Executive
Joseph W. Mc Inerney Executive
Alan W. Robertson Executive
N/A The Northern Trust Company Of Connecticut Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
300 Atlantic Street, Suite 400
Stamford, CT, 06901