Form D · Private Equity Fund

Northern Trust Buyout (U.S.) Fund IV, L.P.

Stamford, CT · CIK 0001481122

Offering snapshot reported Jan 14, 2011 · SEC filing

Reported sold
$70.8M
Offering amount: $400M
Investors reported
2
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Aug 25, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$35.4M$70.8MJan 15, 2010Jan 15, 2010: $22,051,000.00Jan 14, 2011: $70,776,000.00Jan 14, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$22,051,000 → $70,776,000
  • Reported investors1 → 2

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 14, 2011Amendment$70,776,000$48,725,000vs Jan 15, 20102SEC filing
Jan 15, 2010InitialYet to sellNo comparison0SEC filing
Jan 15, 2010Amendment$22,051,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-137893
The General Partner reserves the right to offer a greater or lesser amount of limited partner interests.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Northern Trust Securities, Inc.7927

Source: Form D, filed Jan 14, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BUYOUT (U.S.) CORE FUND IV, L.P.

Investment adviser: 50 SOUTH CAPITAL ADVISORS, LLC

Gross asset value
$51.5M
Beneficial owners
4
ADV minimum commitment
$0

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor DELOITTE & TOUCHE LLP CHICAGO, Illinois, United States
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Marketer NORTHERN TRUST SECURITIES, INC CHICAGO, Illinois, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE LLP
PCAOB 34

NORTHERN TRUST SECURITIES, INC
CRD 7927 · SEC 801-80781

Filing source

Form ADV 2081413 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-7538512612

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard C. Campbell Executive
Bradley M. Dorchinez Executive, Promoter
James D. Mc Donald Executive
David K. Mc Hugh Executive
Joseph W. Mc Inerney Executive
Michael Meegan Executive
Steven A. Miller Executive
Robert P. Morgan Executive, Promoter
N/A Northern Trust Global Advisors, Inc. Promoter
John D. Skjervam Executive
Andrew S.C. Smith Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
300 Atlantic Street
Stamford, CT, 06901