Form D · Commercial Banking
NORTHERN STATES FINANCIAL CORP /DE/
Waukegan, IL · CIK 0000744485
Offering snapshot reported May 7, 2014 · SEC filing
- Reported sold
- $25M Offering amount: $25M
- Investors reported
- 80 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 30, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 7, 2014 | Initial | $25,000,000 | No comparison | 80 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.49M
- Finders' fees
- $0
- Form D file number
- 021-216923
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| FIG Partners, LLC | 41554 |
Source: Form D, filed May 7, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Theodore A. Bertrand | Director |
| Kerry Biegay | Executive |
| Jack H. Blumberg | Director |
| Shelly Christian | Executive |
| Frank J. Furlan | Director |
| Allan J. Jacobs | Director |
| Barbara J. Martin | Director |
| Thomas Nemeth | Executive |
| Steven Neudecker | Executive |
| Charles W. Smith | Director |
| Scott Yelvington | Director, Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
1601 N Lewis Ave
Waukegan, IL, 60085
Waukegan, IL, 60085