Form D · Other Banking and Financial Services
Northern Pines Funding, LLC
New York, NY · CIK 0001516049
Offering snapshot reported Apr 6, 2011 · SEC filing
- Reported sold
- $1.8B Offering amount: $5B
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Mar 21, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 6, 2011 | Initial | $1,800,000,000 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $2.5M
- Finders' fees
- $0
- Form D file number
- 021-157896
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| RBC Capital Markets, LLC | 31194 | |
| Deutsche Bank Securities Inc. | 2525 |
Source: Form D, filed Apr 6, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Benjamin B. Abedine | Director, Executive |
| Mary L. Brady | Executive |
| Susan C. Ciaramella | Executive |
| Orlando C. Figueroa | Executive |
| Albert J. Fioravanti | Executive |
| Lori Gebron | Executive |
| Philip A. Martone | Executive |
| Michael Newell | Executive |
| Leonard J. Padula | Executive |
| Andy Yan | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
C/O Lord Securities Corporation 48 Wall Street
New York, NY, 10005
New York, NY, 10005