Form D · Other Real Estate
NORTHERN MINERALS & EXPLORATION LTD.
Salt Lake City, UT · CIK 0001415744
Offering snapshot reported Apr 29, 2019 · SEC filing
- Reported sold
- $389K Offering amount: $650K
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $5K Reported outside-investor minimum
- First sale
- Jan 1, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 29, 2019 | Initial | $388,950 | No comparison | 12 | SEC filing |
| Nov 18, 2014 | Initial | $55,000 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-338300
No Sales Commission or Finder's Fees were paid on any of the funds raised.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None |
Source: Form D, filed Apr 29, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Noel Schaefer | Director |
| Howard B. Siegel | Director, Executive |
| Ivan Webb | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
10 West Broadway, Suite 700
Salt Lake City, UT, 84101
Salt Lake City, UT, 84101